2021 Enforcement Information
Browse OFAC Enforcement Actions By Year
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Civil Penalties Information Chart
| Detailed Penalties/ Findings of Violation Information | Name | Aggregate Number of Penalties, Settlements, or Findings of Violation | Penalties/Settlements Total in USD |
|---|---|---|---|
| 12/23/2021 | TD Bank, N.A. | 2 | 115,005.04 |
| 12/08/2021 | An Individual | 1 | 133,860 |
| 11/09/2021 | Mashreqbank PSC | 1 | N/A |
| 09/27/2021 | Cameron International Corporation | 1 | 1,423,766 |
| 09/27/2021 | Schlumberger Rod Lift, Inc. | 1 | 160,000 |
| 09/09/2021 | NewTek, Inc. | 1 | 189,483 |
| 08/27/2021 | First Bank of Romania | 1 | 862,318 |
| 08/26/2021 | Bank of China (UK) Limited | 1 | 2,329,991 |
| 07/23/2021 | Payoneer Inc. | 1 | 1,385,901.40 |
| 07/19/2021 | Alfa Laval Inc. | 1 | 16,875 |
| 07/19/2021 | Alfa Laval Middle East Ltd. | 1 | 415,695 |
| 04/29/2021 | MoneyGram Payment Systems, Inc. | 1 | 34,328.78 |
| 04/29/2021 | SAP SE | 1 | 2,132,174 |
| 04/19/2021 | Alliance Steel, Inc. | 1 | 435,003 |
| 03/26/2021 | Nordgas, S.r.l. | 1 | 950,000 |
| 03/15/2021 | UniControl, Inc. | 1 | 216,464 |
| 02/18/2021 | BitPay, Inc. | 1 | 507,375 |
| 01/14/2021 | PT Bukit Muria Jaya | 1 | 1,016,000 |
| 01/04/2021 | Union de Banques Arabes et Françaises | 1 | 8,572,500 |
Year to date totals: | | 20 | 20,896,739.22 |
Additional Selected Settlement Agreements
Additional Guidance on OFAC's Enforcement and Compliance Policies
- A Framework for OFAC Compliance Commitments
- OFAC Enforcement Guidelines
- Memoranda of Understanding Between OFAC and Bank Regulators
- Memorandum of Understanding Between OFAC and the State of Delaware Department of Justice
- OFAC Office of Compliance and Enforcement Data Delivery Standards Guidance: Preferred Practices for Productions to OFAC
- Advisory and Guidance on Potential Sanctions Risks Arising from Dealings in High-Value Artwork
- Sanctions Compliance Guidance for the Virtual Currency Industry
Statues, Rules and Regulations Relating to OFAC Settlements and Civil Penalties
Statutes
Code of Federal Regulations
- 31 CFR 501 Reporting, Procedures, and Penalties Regulations
Federal Register Notices
- 86 FR 18895-21 - Adjustment of Applicable Schedule Amount
- 86 FR 14534-21 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 85 FR 54911-20 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 85 FR 48474-20 - Adjustment of Applicable Schedule Amount
- 85 FR 19884-20 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 84 FR 27714-19 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 83 FR 11876-18 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 82 FR 10434-17 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 81 FR 43070-16 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 74 FR 57593-09 - OFAC's Enforcement Guidelines
- 73 FR 32650-08 - Final Rule amending civil penalty provisions in 17 parts of the regulations OFAC administers, specifically those for which the International Emergency Economic Powers Act (“IEEPA”) provides civil penalty authority
- 71 FR 29251-06 - revised regulations to reflect amendments to the International Emergency Economic Powers Act (IEEPA) made by the Combating Terrorism Financing Act of 2005.
- 70 FR 15761-05 - Administrative Collection of Civil Penalties in the Iranian Assets Control Regulations, the Libyan Sanctions Regulations, and the Iraqi Sanctions Regulations
- 68 FR 61359-03 - Implementation of requirement under the Federal Civil Penalties Inflation Adjustment Act of 1990
- 68 FR 53640-03 - Civil Penalties Rights and Procedures for the Cuba Sanctions Program