Browse OFAC Enforcement Actions By Year
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Civil Penalties Information Chart
| Detailed Penalties/ Findings of Violation Information | Name | Aggregate Number of Penalties, Settlements, or Findings of Violation | Penalties/Settlements Total in USD |
|---|---|---|---|
| 12/09/2019 | Allianz Global Risks U.S. Insurance Company | 1 | 170,535 |
| 12/09/2019 | ACE Limited | 1 | 66,212 |
| 11/25/2019 | Apple, Inc | 1 | 466,912 |
| 11/07/2019 | Apollo Aviation Group, LLC | 1 | 210,600 |
| 10/01/2019 | The General Electric Company | 1 | 2,718,581 |
| 09/17/2019 | British Arab Commercial Bank plc | 1 | 4,000,000 |
| 08/16/2019 | Atradius Trade Credit Insurance, Inc. | 1 | 345,315 |
| 08/06/2019 | PACCAR Inc. | 1 | 1,709,325 |
| 06/13/2019 | Cubasphere | 1 | 40,320 |
| 06/13/2019 | Expedia | 1 | 325,406 |
| 06/13/2019 | Hotel Beds | 1 | 222,705 |
| 06/07/2019 | Western Union | 1 | 401,697 |
| 05/02/2019 | MID-SHIP Group | 1 | 871,837 |
| 04/25/2019 | Haverly Systems | 1 | 75,375 |
| 04/15/2019 | UniCredit Bank | 3 | 611,023,421 |
| 04/11/2019 | Acteon Group | 2 | 441,366 |
| 04/09/2019 | Standard Chartered Bank | 2 | 657,040,033 |
| 03/27/2019 | Stanley Black and Decker | 1 | 1,869,144 |
| 02/21/2019 | ZAG IP | 1 | 506,250 |
| 02/14/2019 | AppliChem | 1 | 5,512,564 |
| 02/07/2019 | KollMorgen | 1 | 13,381 |
| 01/31/2019 | e.l.f. Cosmetics | 1 | 996,080 |
| Year to date totals: | | 26 | 1,289,027,059 |
Enforcement Actions for 2019:
- Aero Sky Aircraft Maintenance, Inc. Receives a Finding of Violation Regarding Violations of the Global Terrorism Sanctions Regulations
- DNI Express Shipping Company Receives a Finding of Violation Regarding Violations of the Reporting, Procedures and Penalties Regulations
- Southern Cross Aviation, LLC Receives a Finding of Violation Regarding Violations of the Reporting, Procedures and Penalties Regulations
- State Street Bank and Trust Co. Receives a Finding of Violation Regarding Violations of the Iranian Transactions and Sanctions Regulations
Additional Selected Settlement Agreements
Additional Guidance on OFAC's Enforcement and Compliance Policies
- A Framework for OFAC Compliance Commitments
- OFAC Enforcement Guidelines
- Memoranda of Understanding Between OFAC and Bank Regulators
- OFAC Office of Compliance and Enforcement Data Delivery Standards Guidance: Preferred Practices for Productions to OFAC
Statues, Rules and Regulations Relating to OFAC Settlements and Civil Penalties
Statutes
Code of Federal Regulations
- 31 CFR 501 Reporting, Procedures, and Penalties Regulations
Federal Register Notices
- 84 FR 27714-19 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 83 FR 11876-18 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 82 FR 10434-17 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 81 FR 43070-16 - Implementation of the Federal Civil Penalties Inflation Adjustment Act
- 74 FR 57593-09 - OFAC's Enforcement Guidelines
- 73 FR 32650-08 - Final Rule amending civil penalty provisions in 17 parts of the regulations OFAC administers, specifically those for which the International Emergency Economic Powers Act (“IEEPA”) provides civil penalty authority
- 71 FR 29251-06 - revised regulations to reflect amendments to the International Emergency Economic Powers Act (IEEPA) made by the Combating Terrorism Financing Act of 2005.
- 70 FR 15761-05 - Administrative Collection of Civil Penalties in the Iranian Assets Control Regulations, the Libyan Sanctions Regulations, and the Iraqi Sanctions Regulations
- 68 FR 61359-03 - Implementation of requirement under the Federal Civil Penalties Inflation Adjustment Act of 1990
- 68 FR 53640-03 - Civil Penalties Rights and Procedures for the Cuba Sanctions Program