Settlement Agreement between the U.S. Department of the Treasury's Office of Foreign Assets Control and TradeStation Securities, Inc.

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) today announced that TradeStation Securities, Inc. has agreed to pay $1,110,661 to settle its potential civil liability for 481 apparent violations of OFAC sanctions programs arising from TradeStation’s provision of brokerage and investment services to persons in Iran, Syria, and Crimea, between June 2021 and June 2022. The settlement amount reflects OFAC's determination that TradeStation's conduct was non-egregious and was voluntarily self-disclosed. For more information, please visit the following Enforcement Release.